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We find it particular useful here as counter offers from the existing employers will normally come into picture at this stage for good candidates. A tactful monitoring of the resignation process will minimize the risk of the successful candidate not reporting duty, and all parties concern need to re-start the search process again.

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Job Title: Due Diligence Officer in Private Banking (6 months renewal contract)
Ref.#: 83103
Location: HongKong
Company Description:
Our client, an International Banking Group in Hong Kong
Requirements and Application Details:

    - Work closely with Front Office to facilitate the collection of KYC and other relevant documents

    - Familiar with account opening procedures and local regulations

    - To ensure evidence of each customer’s identity and documents are received before account opening

    - Review and approve KYC for new client on-boarding for sensitive accounts (i.e. non high risk clients)

    - Perform qualitative and quantitative check on New Account Documentation for all clients

    - Conduct KYC/CDD review on existing clients through periodic review

    - Ensure all client files are stored and maintained accordingly (electronically and in paper format)

    - Support Front Office queries related to client on boarding and client due diligence process

    - Prepare regular reports for Management review (account documentation irregularities, monthly statistics)


    - Degree Holder

    - Knowledge with Wealth Management products and types of customers

    - Strong understanding of account documentation, due diligence and local Anti-Money Laundering requirements

    - Fluent in English (spoken and written). Good command in Mandarin

    - Excellent communication and interpersonal skills

    - Must possess a strong fundamental and technical skills, awareness of operational risk

    - Excellent PC skills, especially in Excel with knowledge of ACCESS is an advantage

    Please send your CV to Jackie WONG: [email protected] and cc to cv
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Publish Date: 2017-08-31