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Job Title: Responsible Officer (Type 1 & 4)
Ref.#: 121001
Location: HongKong
Company Description:
Our client is a local securities company. It is now inviting applications for the Responsible Officer (Type 1 & 4).
Requirements and Application Details:
    Job Description:

    ?Oversee the overall operation in Hong Kong
    ?Ensuring the group's compliance of SFC regulation and liaising with SFC when necessary
    ?Implementing regulatory guidelines and codes and ensuring the accuracy of statutory returns

    ?Existing Unconditional Responsible Officer for following are required:
    o Dealing in securities (Type 1)
    o Advising on securities (Type 4)
    ?Solid related management experience in a securities firm
    ?Excellent hands on experience in running the firms operations and compliance activities required
    ?Self-motivated, proactive, a strong team player
    ?Proficiency in written and spoken English and Cantonese.

    If you are interested please send your full resume in MS Word format, along with salary history and expectation to Daniel Luk ([email protected]) and a cc: copy to [email protected]
Remark Field:
Publish Date: 2018-12-10